Consumer Duty

All firms in the asset management sector are preparing to implement the requirements of the new Consumer Duty. This will cover all aspects of our interactions with customers as part of the client journey, in our case as a product “manufacturer”.

Rathbones Asset Management is fully committed to enabling and supporting retail customers in pursuing their financial objectives.

To support us and yourselves to be in line with the new regulation, we have included the below communication.

Rathbones Asset Management Limited'S APPROACH AND READINESS TO FCA CONSUMER DUTY – APRIL 2023

Our target market information and information required from financial advisers

Our target market information and information required from platforms for advisers

Our target market information and information required from D2C platforms